Advisors Anthony Callea and Randy Cintron, who operated as The Callea/Cintron Group at Morgan Stanley, joined Merrill's Park Avenue office in New York last Thursday, according to registration records ...

Citigroup Chief Executive Officer Jane Fraser will be paid $34.5 million for 2024 after receiving a 32.7% bump on her compensation from the previous year, Reuters reports. Fraser's pay packet includes ...

James Arthur McDonald Jr., formerly of Arcadia, California, agreed to plead guilty to one count of securities fraud in connection to a scheme that cost his victims between $2.8 million and $3 million, ...

The platform, Alts Connect, is powered by Subscribe, a financial technology company that describes itself as an alternative investments operating system. Alts Connect aims to streamline the ...

An ex– Morgan Stanley field manager has sued the firm, alleging that she was subjected to discrimination across her 36 years with the wirehouse and its predecessor brokerages.

Milligan, similar to other former Merrill as well as Morgan Stanley advisors suing the wirehouses, claims that he was forced to forfeit more than half a million dollars he was owed in deferred ...

The Crypto Assets and Cyber Unit had more than 50 lawyers and staff members at the start of the month, when reports emerged that SEC Acting Head Mark Uyeda, the crypto-friendly Republican Commissioner ...

The latest version of the "Death Tax Repeal Act" now has the support of more than 170 House Republicans, according to a Thursday statement from Feenstra.

Only 34% of advisors surveyed by Fuse said they have access to cryptocurrency and digital assets. Independent registered investment advisors have the most access to cryptocurrency and digital assets ...

LPL Financial announced that it has added a business exit planning service for its advisors to support clients who are business founders and owners or chief executive officers.

Citigroup will no longer require "diverse slates of candidates and diverse panels of interviewers" when it comes to hiring, making it the latest U.S. firm to pull back from diversity, equity and ...

According to Fuse Research Network, most advisors working with retirement plans expect as much as a 10% increase in revenue by the end of this year thanks to the legislation. Provisions of the Secure ...